What does AdvicePeriod, LLC do with your financial information? 

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

The types of personal information we collect and share depends on the product or service you have with us. This information can include: 

  • Social Security number and income
  • Account balances and assets
  • Transaction history

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons AdvicePeriod, LLC chooses to share; and whether you can limit this sharing.

The AdvicePeriod for Advisors website uses cookies, tracking pixels and related technologies. Cookies are small data files that are served by our platform and stored on your device. Our site uses cookies dropped by us or third parties for a variety of purposes including to operate and personalize the website. This data may also be used by third-parties to track how you use the site to target ads to you on other websites.

To opt out of targeted advertising, visit: www.aboutads.info/choices/. 

REASONS WE CAN SHARE YOUR PERSONAL INFORMATION Does AdvicePeriod, LLC share? Can you limit this sharing?
For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus Yes No
For our marketing purposes – to offer our products and services to you Yes No
For joint marketing with other financial companies No No
For our affiliates’ everyday business purposes – information about your transactions and experiences Yes No
For our affiliates’ everyday business purposes – information about your creditworthiness No Not Applicable
For our affiliates to market to you No Not Applicable
For nonaffiliates to market to you No Not Applicable

Call (424) 281-3600 or go to www.AdvicePeriod.com


Who We Are

Who is providing this notice?

AdvicePeriod, LLC

What We Do

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and building.

How does AdvicePeriod, LLC protect my personal information?

How does AdvicePeriod, LLC collect my personal information? 

We collect your personal information, for example, when you:

  • Open an account

  • Deposit money

  • Seek advice about your investments

  • Enter into an investment advisory contract

  • Tell us about your investment or retirement portfolio or earnings

We also collect your personal information from other companies.



Companies related by common ownership and control. They can be financial and non-financial companies.

We don't share with nonaffiliates for marketing to you.


Companies not related by common ownership and control. They can be financial or non-financial companies.

We do not share with non-affiliates so that they can market to you.

A formal agreement between nonaffiliated financial companies that together market financial products or service to you. 

We do not jointly market.

Joint marketing